Front Matter
Author:
Florian Misch
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Mr. Philippe Wingender
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© 2021 International Monetary Fund

WP/21/207

IMF Working Paper

European Department

Revisiting Carbon Leakage Prepared by Florian Misch and Philippe Wingender1

Authorized for distribution by Peter Dohlman

August 2021

IMF Working Papers describe research in progress by the author(s) and are published to elicit comments and to encourage debate. The views expressed in IMF Working Papers are those of the author(s) and do not necessarily represent the views of the IMF, its Executive Board, or IMF management.

Abstract

This paper estimates the carbon leakage rate across countries, arguably a key parameter in the international climate policy discussion including on border carbon adjustment, but which remains subject to significant uncertainty. We propose innovations along two lines. First, we exploit recently published data on sector-country-specific changes in energy prices to identify changes in domestic carbon emissions and other flows (rather than the historically limited variation in carbon prices or adherence to international climate agreements). Second, we present a simple accounting framework to derive carbon leakage rates from reduced-form regressions in contrast to existing papers, thereby making our results directly comparable to model-based estimates of carbon leakage. We show that carbon leakage rates differ across countries and could be larger than what existing estimates suggest.

JEL Classification Numbers: F180, Q540, Q560

Keywords: carbon leakage, CO2 content of trade, emission spillovers, competitiveness

Author’s E-Mail Address: fmisch@imf.org and pwingender@imf.org

Contents

  • Abstract

  • I. Introduction

  • II. Data

  • III. Empirical Results

    • A. Effects on Carbon Emissions and Carbon Embodied in Trade Flows

    • B. Heterogeneity Across Sectors and Countries

    • C. Other Effects of Changes in Energy Prices

  • IV. Carbon Leakage Rates

    • A. Conceptual Framework

    • B. Country-Specific Carbon Leakage Rates

  • V. Conclusions

  • References

  • Tables

  • 1. Impact of Energy Prices on Carbon Flows

  • 2. Impact of Energy Prices on Carbon Flow: Country Heterogeneity

  • 3. Impact of Energy Prices on Carbon Flow: Industry Heterogeneity

  • 4. Energy Prices and Energy Use, CO2 Intensity and Energy Mix

  • 5. Energy Prices and Indicators of Competitiveness

  • 6. Country-Specific Leakage Rates

  • Figure

  • 1. Leakage Rates

  • Appendices

  • I. Summary of the Literature

  • II. Stylized Facts At the Sector Level

1

We thank Mehdi Benatiya Andaloussi, Craig Beaumont, Simon Black, John Bluedorn, Oya Celasun, Enrica Detragiache, Romain Duval, Peter Dohlman, Dora Iakova, Martin Kaufman, Michael Keen, Ian Parry, James Roaf, Li Zengfor excellent comments on earlier versions of this paper. Hannah Jung, Dilcia Noren and Tan Wan provided research assistance.

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Revisiting Carbon Leakage
Author:
Florian Misch
and
Mr. Philippe Wingender