Abstract

1.1 Growing international linkages through foreign direct investment (FDI) are an important feature of financial globalization and raise important challenges for policymakers and statisticians in industrial and developing countries alike. With the integration of international capital markets, world FDI flows grew strongly in the 1990s at rates well above those of global economic growth or trade. This has placed the activities of direct investors and direct investment enterprises under increasing scrutiny and presented new challenges for statistical recording, balance of payments projections, economic surveillance, and vulnerability analysis. This report surveys the recent state of FDI statistics at the international and national levels.

1.1 Growing international linkages through foreign direct investment (FDI) are an important feature of financial globalization and raise important challenges for policymakers and statisticians in industrial and developing countries alike. With the integration of international capital markets, world FDI flows grew strongly in the 1990s at rates well above those of global economic growth or trade. This has placed the activities of direct investors and direct investment enterprises under increasing scrutiny and presented new challenges for statistical recording, balance of payments projections, economic surveillance, and vulnerability analysis. This report surveys the recent state of FDI statistics at the international and national levels.

1.2 The IMF and other international and regional organizations are working with countries to improve FDI statistics by developing methodologies and providing compilation guidance (including information on country practices), and through technical assistance, training courses, and workshops.

1.3 Countries are compiling and disseminating more data on FDI transactions and stocks and increasingly are adopting the recommendations of international statistical manuals. However, despite these improvements, and reflecting the complexities of compiling these data, there remain important deficiencies in the coverage and comparability of data in both industrial and developing countries. One symptom of these deficiencies is the sizable discrepancies seen in global aggregations of FDI outflows and inflows published by the IMF.1

1.4 This report provides an overview of (i) the available statistics on FDI (covering recent trends and data availability); (ii) the concepts and definitions set out in international statistical manuals—namely, the fifth edition of the IMF’s Balance of Payments Manual (BPM5; IMF, 1993) and the third edition of the OECD’s Benchmark Definition of Foreign Direct Investment (Benchmark Definition; OECD, 1996); and (iii) country practices in implementing these guidelines. The report is structured as follows. Chapter 2 defines direct investment. Chapter 3 reviews recent trends in the global data on FDI, while Chapter 4 describes the main sources of statistics on direct investment and discusses some of the statistical discrepancies in the published data on FDI. Chapter 5 reviews in greater detail the key concepts and definitions set out in the international statistical manuals for the recording of FDI, while Chapter 6 presents some of the findings from a recent joint IMF-OECD survey on methodological practices regarding the measurement of FDI in 61 countries and how these practices compare with the international recommendations for FDI statistics. The report concludes that an internationally coordinated survey may be required to strengthen FDI statistics across countries.

1

At the global level, outflows of FDI capital from investing countries should equal the inflows recorded by the recipients of this capital.

Trends, Data Availability, Concepts, and Recording Practices
  • Association of Southeast Asian Nations (ASEAN), 2003, Statistics of Foreign Direct Investment in ASEAN, Comprehensive Data Set, 2002 Edition (Jakarta).

    • Search Google Scholar
    • Export Citation
  • Bank for International Settlements, Commonwealth Secretariat, Eurostat, International Monetary Fund, Organisation for Economic Co-operation and Development, Paris Club Secretariat, United Nations Conference on Trade and Development, and World Bank, 2003, External Debt Statistics: Guide for Compilers and Users (Washington: International Monetary Fund).

    • Search Google Scholar
    • Export Citation
  • Canada, Statistics Canada, 2002, Canada’s Balance of International Payments, Vol. 49, No. 4 (Fourth Quarter 2001), Catalogue 67-001 (Ottawa).

    • Search Google Scholar
    • Export Citation
  • Canada, Statistics Canada, 2003, Foreign Direct Investment, Daily, March 26, 2003, Table 376-0051 (CANSIM) (Ottawa). Available via the Internet: http://www.statcan.ca/Daily/English/030326/d030326a.htm.

    • Search Google Scholar
    • Export Citation
  • De Nederlandsche Bank, 2003, “Monetary and Financial Statistics for the Netherlands.” Available via the Internet: http://www.statistics.dnb.nl/indexuk.html.

    • Search Google Scholar
    • Export Citation
  • Eurostat, 2002, European Union Foreign Direct Investment Yearbook 2001 (Luxembourg).

  • Hong Kong Special Administrative Region, 2001, External Direct Investment Statistics of Hong Kong 2001 (Hong Kong SAR: Census and Statistics Department).

    • Search Google Scholar
    • Export Citation
  • International Monetary Fund, 1987, Report on the World Current Account Discrepancy (Washington).

  • International Monetary Fund, 1992, Report on the Measurement of International Capital Flows (Washington); also known as the Godeaux Report.

    • Search Google Scholar
    • Export Citation
  • International Monetary Fund, 1993, Balance of Payments Manual, fifth edition (Washington).

  • International Monetary Fund, 1995, Balance of Payments Compilation Guide (Washington).

  • International Monetary Fund, 1996, Balance of Payments Textbook (Washington).

  • International Monetary Fund, 2000, Financial Derivatives: A Supplement to the Fifth Edition of the Balance of Payments Manual (Washington).

    • Search Google Scholar
    • Export Citation
  • International Monetary Fund, 2002a and various issues, Balance of Payments Statistics Yearbook (Washington).

  • International Monetary Fund, 2002b, “Classification of Financial Derivatives Involving Affiliated Enterprises in the Balance of Payments Statistics and the International Investment Position (IIP) Statement.” Available via the Internet: http://www.imf.org/external/np/sta/fd/2002/fdclass.pdf.

    • Search Google Scholar
    • Export Citation
  • International Monetary Fund, 2002c, Coordinated Portfolio Investment Survey Guide, second edition (Washington).

  • International Monetary Fund, 2002d, “Direct Investment Methodology: Latest SIMSDI (Survey of Implementation of Methodological Standards for Direct Investment) Metadata,” individual country metadata and cross-country comparison tables. Available via the Internet: http://www.imf.org/external/np/sta/di/mdb97.htm.

    • Search Google Scholar
    • Export Citation
  • International Monetary Fund, 2002e, International Investment Position: A Guide to Data Sources (Washington).

  • International Monetary Fund, 2002f, “Recommended Treatment of Selected Direct Investment Transactions.Available via the Internet: http://www.imf.org/external/np/sta/di/fditran.htm.

    • Search Google Scholar
    • Export Citation
  • International Monetary Fund, 2002g, World Economic Outlook (Washington, September).

  • International Monetary Fund, 2003, International Financial Statistics, October 2003 issue (Washington).

  • International Monetary Fund, and Organisation for Economic Co-operation and Development, 2003, Foreign Direct Investment Statistics: How Countries Measure FDI, 2001 (Washington: International Monetary Fund).

    • Search Google Scholar
    • Export Citation
  • Japan, Bank of Japan, 2002, Balance of Payments Monthly (Tokyo).

  • Organisation for Economic Co-operation and Development, 1996, OECD Benchmark Definition of Foreign Direct Investment, Third Edition (Paris).

    • Search Google Scholar
    • Export Citation
  • Organisation for Economic Co-operation and Development, 2001, International Direct Investment Statistics Yearbook, 1980–2000 (Paris).

  • Organisation for Economic Co-operation and Development, 2002, International Investment Perspectives (Paris).

  • United Kingdom, Office for National Statistics, 2003, “Net Earnings from Foreign Direct Investment in the U.K.Available via the Internet: http://www.statistics.gov.uk/statbase/Product.asp?vlnk=733.

    • Search Google Scholar
    • Export Citation
  • United Nations, European Commission, International Monetary Fund, Organisation for Economic Co-operation and Development, United Nations Conference on Trade and Development, and World Trade Organization, 2002, Manual on Statistics of International Trade in Services (Geneva, Luxembourg, New York, Paris, and Washington).

    • Search Google Scholar
    • Export Citation
  • United Nations Conference on Trade and Development (UNCTAD), 2002, World Investment Report, Transnational Corporations and Export Competitiveness (New York).

    • Search Google Scholar
    • Export Citation
  • United Nations Conference on Trade and Development (UNCTAD), 2003, World Investment Report, FDI Policies for Development: National and International Perspectives (New York).

    • Search Google Scholar
    • Export Citation
  • United Nations, Economic Commission for Latin America and the Caribbean (ECLAC), 2003, Foreign Investment in Latin America and the Caribbean, 2002 Report (Santiago).

    • Search Google Scholar
    • Export Citation
  • United States, U.S. Bureau of Economic Analysis, 1995, Survey of Current Business (Washington, March).

  • United States, U.S. Bureau of Economic Analysis, 2002, Survey of Current Business (Washington, July and September).

  • United States, U.S. Bureau of Economic Analysis, 2003, Globalization and Multinational Companies: What Are the Questions, and How Well Are We Doing in Answering Them? (Washington, June). Available via the Internet: http://www.bea.doc.gov/bea/papers/Globalization.pdf.

    • Search Google Scholar
    • Export Citation