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Austria

Austria »

Source: Austria : Financial Sector Assessment Program Update Technical Note: Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2008/206

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 02 July 2008

ISBN: 9781451802450

Keywords: market manipulation, insider dealing, external auditors, collective investment schemes, investors

This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly imple...

Switzerland

Switzerland »

Source: Switzerland : Financial Sector Assessment Program: Factual Update: IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2007/202

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 June 2007

ISBN: 9781451807370

Keywords: hedge, collective investment schemes, securities regulation, financial intermediaries

This paper presents a factual update of the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for Switzerland. Overall, there has been substantial progr...

Singapore

Singapore »

Source: Singapore : Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/344

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 05 December 2013

ISBN: 9781475528367

Keywords: market intermediaries, securities regulation, iosco principles, accounting standards, collective investment schemes

This paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Ov...

Regulatory Lessons from the Crisis of Costa Rica's Mutual Fund Industry

Regulatory Lessons from the Crisis of Costa Rica's Mutual Fund Industry »

Source: Regulatory Lessons from the Crisis of Costa Rica's Mutual Fund Industry

Volume/Issue: 2006/288

Series: IMF Working Papers

Author(s): Ana Carvajal

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 December 2006

ISBN: 9781451865486

Keywords: collective investment schemes, investors, mutual fund, regulatory framework, pension, Corporation and Securities Law, General Financial Markets: Government Policy and Regulation, Financial Institutions and Services: Government Policy and Regulation,

In 2004, the mutual fund industry of Costa Rica experienced a massive run by investors that reduced the industry to half its size in a month. This paper explores how weaknesses in the regulatory framework played a...

Austria
			: Financial Sector Assessment Program Update Technical Note:  Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation

Austria : Financial Sector Assessment Program Update Technical Note: Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2008/206

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 02 July 2008

DOI: http://dx.doi.org/10.5089/9781451802450.002

ISBN: 9781451802450

Keywords: market manipulation, insider dealing, external auditors, collective investment schemes, investors

This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly imple...

Switzerland
			: Financial Sector Assessment Program:  Factual Update:  IOSCO Objectives and Principles of Securities Regulation

Switzerland : Financial Sector Assessment Program: Factual Update: IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2007/202

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 June 2007

DOI: http://dx.doi.org/10.5089/9781451807370.002

ISBN: 9781451807370

Keywords: hedge, collective investment schemes, securities regulation, financial intermediaries

This paper presents a factual update of the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for Switzerland. Overall, there has been substantial progr...

Singapore
			: Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation

Singapore : Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2013/344

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 05 December 2013

DOI: http://dx.doi.org/10.5089/9781475528367.002

ISBN: 9781475528367

Keywords: market intermediaries, securities regulation, iosco principles, accounting standards, collective investment schemes

This paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Ov...

Regulatory Lessons from the Crisis of Costa Rica's Mutual Fund Industry

Regulatory Lessons from the Crisis of Costa Rica's Mutual Fund Industry »

Volume/Issue: 2006/288

Series: IMF Working Papers

Author(s): Ana Carvajal

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 December 2006

DOI: http://dx.doi.org/10.5089/9781451865486.001

ISBN: 9781451865486

Keywords: collective investment schemes, investors, mutual fund, regulatory framework, pension, Corporation and Securities Law, General Financial Markets: Government Policy and Regulation, Financial Institutions and Services: Government Policy and Regulation,

In 2004, the mutual fund industry of Costa Rica experienced a massive run by investors that reduced the industry to half its size in a month. This paper explores how weaknesses in the regulatory framework played a...