I Introduction
Author:
Mr. Burkhard Drees
Search for other papers by Mr. Burkhard Drees in
Current site
Google Scholar
Close
and
Ceyla Pazarbasioglu https://isni.org/isni/0000000404811396 International Monetary Fund

Search for other papers by Ceyla Pazarbasioglu in
Current site
Google Scholar
Close

Abstract

The banking industries in several industrial countries, including the Nordic countries, underwent considerable change in the 1980s.1 It was a period marked by economic deregulation, the removal of cross-border restrictions on capital flows, financial innovation, and increased competition in financial services. At the same time, distinctions between types of financial intermediaries became increasingly blurred. These changes were accompanied in most countries by a sharp credit boom followed by a period of financial fragility, as lower asset quality and interest margins weakened banks’ balance sheets. In a number of industrial countries, banks’ financial performance deteriorated to the point where governments had to support some of the largest banks to preserve financial stability.

The banking industries in several industrial countries, including the Nordic countries, underwent considerable change in the 1980s.1 It was a period marked by economic deregulation, the removal of cross-border restrictions on capital flows, financial innovation, and increased competition in financial services. At the same time, distinctions between types of financial intermediaries became increasingly blurred. These changes were accompanied in most countries by a sharp credit boom followed by a period of financial fragility, as lower asset quality and interest margins weakened banks’ balance sheets. In a number of industrial countries, banks’ financial performance deteriorated to the point where governments had to support some of the largest banks to preserve financial stability.

The deterioration of bank balance sheets was particularly marked in the Nordic countries. With the collapse of asset prices and the onset of severe recessions that followed a period of significant domestic overheating, bank loan losses began to mount rapidly in the early 1990s. Given the thin capitalization of banks in these countries, such high loan losses greatly impaired the financial position of the banking system.2 In Norway, where the crisis emerged first, banks’ loan losses climbed from 0.7 percent of total loans in 1987 to 6 percent in 1991. Similarly, in Finland, loan losses rose from 0.5 percent in 1989 to 4.7 percent in 1992. The surge in loan losses was particularly abrupt in Sweden, where they jumped from 0.3 percent in 1989 to 7 percent in 1992. While losses on real estate loans represented a significant share of the overall problem, other sectors also experienced financial distress as the recessions deepened. In Norway, credit exposures to the primary, retail, and service sectors created problems, while in Sweden lending backed by commercial real estate proved problematic, and in Finland the large volume of loans denominated in foreign currency played a special role. Banks also sustained a significant amount of nonperforming loans to house-holds—less so in Sweden—although write-offs have been relatively small in that market segment.

A banking crisis in the aftermath of financial liberalization does not necessarily imply that the crisis was caused by the deregulation. The Nordic financial crises, similar to experiences in other countries, were associated with unfavorable macroeconomic developments, such as economic downturns, declines in incomes, and depressed asset markets.

This study surveys the Nordic banking systems, examining competing hypotheses about the causes of the banking problems and providing some policy lessons. A key conclusion is that factors in addition to business cycle effects explain the financial problems that the Nordic countries have experienced. Although the timing of the deregulation in all three countries coincided with a strongly expansionary macroeconomic momentum, the main causes of the banking crises were the delayed policy responses, the structural characteristics of the financial systems, and—last but not least—banks’ inadequate internal risk-management controls.

The Nordic experience demonstrates that if economic incentives are distorted by policy measures and the structure of the financial sector, then a negative shock may threaten the stability of the financial system. The absence of strengthened prudential banking supervision in areas such as real estate and foreign currency lending coupled with expectations of government intervention in the event of a crisis and a booming macroeconomic environment removed incentives for the market to impose discipline on weak banks. At the same time, these conditions prompted many Nordic banks to increase their lending excessively, leading to a loss of efficiency in the allocation of capital. In all three countries, financial liberalization did not lead to an increase in savings as a result of financial deepening. Instead, borrowers responded to the lifting of credit rationing by incurring debt burdens that turned out to be clearly unsustainable. The resulting banking crises can be classified as “growth crises”—fueled by a rush for bank market share—characterized by a delayed response of market forces to weed out inefficient and weak institutions.

1

See Davis (1995) and Llewellyn (1992) for a discussion of financial sector reforms and their consequences in Australia, Norway, Sweden, and the United Kingdom. See Cottarelli, Ferri, and Generale (1995) for the experience of Italy.

2

Swedish banks had accumulated substantial loan loss reserves, which differentiated them from Norwegian and Finnish banks.

  • Collapse
  • Expand
Pitfalls in Financial Liberalization: Pitfalls in Financial Liberalization
  • Abrams, Richard K., 1988, “The Financial Reform in Finland,” IMF Working Paper 88/89 (Washington International Monetary Fund).

  • Aranko, Jorma, 1994, “Reorganization of Financial Market Supervision in Finland,” Bank of Finland Bulletin, Special Issue (Finland), pp.3640.

    • Search Google Scholar
    • Export Citation
  • Bank for International Settlements, 1996, Annual Report (Basle, Switzerland).

  • Bank Support Authority, 1993, Annual Review July 1, 1993–June 30, 1994, Sweden.

  • Berg, Sigbjorn Atle, Finn R. Forsund, and Eilev S. Jansen, 1992, “Malmquist Indices of Productivity Growth During the Deregulation of Norwegian Banking, 1980–89,” Scandinavian Journal of Economics, Vol.94 (Supplement), pp.S21128.

    • Search Google Scholar
    • Export Citation
  • Berg, Sigbjorn Atle, and others, 1993, “Banking Efficiency in the Nordic Countries,” Journal of Banking and Finance, Vol.17 (April) pp.37188.

    • Search Google Scholar
    • Export Citation
  • Biljer, Marianne, 1991, “Finance Companies: Structural Changes,” Quarterly Review, Sveriges Riksbank, No.3, pp.513.

  • Bisat, Amer, R. Barry Johnston, and V. Sundararajan 1992, “Issues in Managing and Sequencing Financial Sector Reforms: Lessons from Experiences in Five Developing Countries,” IMF Working Paper 92/82 Washington (International Monetary Fund).

    • Search Google Scholar
    • Export Citation
  • Brunila, Anne, and Kari Takala, 1993, “Private Indebtedness and the Banking Crisis in Finland,” Bank of Finland Discussion Paper 9/93 (Helsinki: Bank of Finland).

    • Search Google Scholar
    • Export Citation
  • Calvo, Guillermo A., 1988, “Servicing the Public Dept: The Role of Expectations,” American Economic Review, Vol.78 (September) pp.64761.

    • Search Google Scholar
    • Export Citation
  • Commission on the Banking Crisis, 1992, Norwegian Official Reports No.30E, Oslo Government Printing Service (Norway).

  • Cottarelli, Carlo, and Angeliki Kourelis, 1994, “Financial Structure, Bank Lending Rates, and the Transmission Mechanism of Monetary Policy,” Staff Papers, International Monetary Fund, Vol.41 (December) pp.587623.

    • Search Google Scholar
    • Export Citation
  • Cottarelli, Carlo, Giovanni Ferri, and Andrea Generale, 1995, “Bank Lending Rates and Financial Structure in Italy,” Staff Papers, International Monetary Fund, Vol.42 (September) pp.670700.

    • Search Google Scholar
    • Export Citation
  • Dahleim, Bo, Goran Lind, and Anna-Karin Nedersjo, 1993, “The Banking Sector in 1992,” Quarterly Review, Sveriges Riksbank (Sweden) Vol.2 June pp.2436.

    • Search Google Scholar
    • Export Citation
  • Davis, E. Philip, 1995, “Financial Fragility in the Early 1990s: What Can Be Learned from International Experience?Special Paper Series (London London School of Economics and Political Science).

    • Search Google Scholar
    • Export Citation
  • Englund, Peter, 1990, “Financial Deregulation in Sweden,” European Economic Review, Vol.34 (May) pp.38593.

  • Fries, Steven M., 1993, “Japanese Banks and the Asset ‘Price Bubble’,” IMF Working Paper 93/85 (Washington International Monetary Fund).

    • Search Google Scholar
    • Export Citation
  • Furlong, Frederick T., and Michael C. Keeley, 1989, “Capital Regulation and Risk Taking: A Note,” Journal of Banking and Finance, Vol.13 (December) pp.88391.

    • Search Google Scholar
    • Export Citation
  • Goldstein, Morris, and others 1993 International Capital Markets, Part II: Systemic Issues in International Finance, World Economic and Financial Surveys Washington (International Monetary Fund).

    • Search Google Scholar
    • Export Citation
  • Gottfries, Nils, Christian B. Nilsson, and Kerstin Ohlsson, 1992, “Has Swedish Monetary Policy Been Counter-cyclical?Sveriges Riksbank Working Paper No.7(Sweden Sveriges Riksbank June).

    • Search Google Scholar
    • Export Citation
  • Gottfries, Nils, Torsten Persson, and Edward Palmer 1989, “Regulation, Financial Buffer Stocks, and Short-Run Adjustment: An Econometric Case Study of Sweden, 1970–82,” European Economic Review, Vol.33 (July) pp.1546565.

    • Search Google Scholar
    • Export Citation
  • Guttentag, Jack M., and Richard J. Herring, 1986, “Disaster Myopia in International Banking,” Essays in International Finance No.164 (Princeton, New Jersey Princeton University).

    • Search Google Scholar
    • Export Citation
  • Hubbard, Glenn, ed., 1991, “Financial Markets and Financial Crises” (Chicago. University of Chicago Press).

  • Ingves, Stefan, and Göran Lind, 1996, “The Management of the Bank Crisis in Retrospect,” Quarterly Review, Sveriges Riksbank (Sweden) No.1pp.518.

    • Search Google Scholar
    • Export Citation
  • International Monetary Fund, 1996, “Norway—Background Paper,” IMF Staff Country Report, No.96/15 (Washington).

  • Jonung, Lars, 1986, “Financial Deregulation in Sweden,” Quarterly Review, Skandinaviska Enskilda Banken, Vol.4 (December) pp.10919.

    • Search Google Scholar
    • Export Citation
  • Jonung, Lars, Hans Tson Soderstrom, Joakim Stymne, 1994, “Depression in the North: Boom and Bust in Sweden and Finland, 1985–93,” IMF Seminar Series, No.1994-47 (Washington International Monetary Fund).

    • Search Google Scholar
    • Export Citation
  • Keeley, Michael C., 1990, “Deposit Insurance, Risk, and Market Power in Banking,” American Economic Review, Vol.80 (December) pp.1183200.

    • Search Google Scholar
    • Export Citation
  • Koskenkylä, Heikki, 1994, “The Nordic Banking Crisis,” Bank of Finland Bulletin, Vol.68 (August) pp.1522.

  • Koskenkylä, Heikki, Jukka Vesala, 1994, “Finnish Deposit Banks 1980–1993: Years of Rapid Growth and Crisis,” Bank of Finland Discussion Paper, No.16/94 (Helsinki Bank of Finland).

    • Search Google Scholar
    • Export Citation
  • Lehmussaari, Olli-Pekka, 1990, “Deregulation and Consumption: Saving Dynamics in the Nordic Countries,” Staff Papers, International Monetary Fund, Vol.37 (March) pp.7193.

    • Search Google Scholar
    • Export Citation
  • Llewellyn, David T., 1992, “The Performance of Banks in the U.K. and Scandinavia: A Case Study in Competition and Deregulation,” Quarterly Review, Sveriges Riksbank (Sweden)Vol.3 (September) pp.2030.

    • Search Google Scholar
    • Export Citation
  • Lind, Göran, and Anna-Karin Nedersjo 1994The Banking Sector in 1993,” Quarterly Review, Sveriges Riks-bank (Sweden)Vol.2 (June) pp.2435.

    • Search Google Scholar
    • Export Citation
  • Malkamäki, Markku, and Jukka Vesala, 1996, “Finnish Financial Markets: Major Trends and International Comparisons,” Bank of Finland Bulletin, Special Issue (Helsinki Bank of Finland) pp.521.

    • Search Google Scholar
    • Export Citation
  • Minsky, Hyman P., 1977, “A Theory of Systematic Fragility,” Financial Crises: Institutions and Markets in a Fragile Environment,ed. by Edward I. Altman and Arnold W. Sametz (New York).

    • Search Google Scholar
    • Export Citation
  • Nyberg, Peter, 1994, “Decision on the Restructuring of the Savings Bank Sector,” Bank of Finland Bulletin, Vol.68, No.1, pp.57.

  • Nyberg, Peter, Vesa Vihriälä, 1994, “Finnish Banking Crisis and Its Handling,” Bank of Finland Discussion Paper, 7/94 (Helsinki Bank of Finland).

    • Search Google Scholar
    • Export Citation
  • Organization for Economic Cooperation and Development, 1995, Economic Surveys: Norway (Paris).

  • Organization for Economic Cooperation and Development, Bank Profitability, various issues (Paris).

  • Pazarbaşioğlu, Ceyla, 1997, “A Credit Crunch? Finland in the Aftermath of the Banking Crisis,” Staff Papers, International Monetary Fund, Vol.44 (September) pp.31527.

    • Search Google Scholar
    • Export Citation
  • Pensala, Johanna, and Heikki Solttila, 1993, “Banks’ Non-performing Assets and Write-Offs in 1992,” Bank of Finland Discussion Paper 10/93 (Helsinki Bank of Finland).

    • Search Google Scholar
    • Export Citation
  • Persson, Torsten, and Guido Tabellini, 1990, Macroeconomic Policy, Credibility, and Politics (New York Harwood Academic Publishers).

  • Schuijer, Jan 1992, Banks Under Stress (Paris Organization for Economic Cooperation and Development).

  • Shrieves, Ronald E., Drew Dahl, 1992, “The Relationship Between Risk and Capital in Commercial Banks,” Journal of Banking and Finance, Vol.16 (April) pp.43957.

    • Search Google Scholar
    • Export Citation
  • Solttila, Heikki, and Vesa Vihriälä 1994, “Finnish Banks’ Problem Assets: Result of Unfortunate Asset Structure or Too Rapid Growth?Bank of Finland Discussion Paper 23/94 (Helsinki Bank of Finland).

    • Search Google Scholar
    • Export Citation
  • Stiglitz, Joseph E. 1993, The Role of the State in Financial Markets (Washington World Bank).

  • Sundararajan, V., and Tomás Baliño, 1991, “Issues in Recent Banking Crises,” Banking Crises: Cases and Issues, ed. by V. Sundararajan and T. J. T. Baliño, (Washington International Monetary Fund).

    • Search Google Scholar
    • Export Citation
  • Riksbank Sveriges 1992, Quarterly Review (Stockholm Central Bank of Sweden).

  • White, Lawrence J. 1991, The S&L Debacle (New York Oxford University Press).

  • Wilse, Hans Petter, 1995, “Management of the Banking Crisis and State Ownership of Commercial Banks,” Norges Bank, Economic Bulletin, No.2 (Norway).

    • Search Google Scholar
    • Export Citation