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Annex II: Latvia—Extracts from Principal Laws and Regulations

Annex II: Latvia—Extracts from Principal Laws and Regulations »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Argentina

Argentina »

Source: Argentina : Detailed Assessment of Compliance of Basel Core Principles for Effective Banking Supervision

Volume/Issue: 2012/268

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2012

ISBN: 9781475510607

Keywords: regulation, regulations, rules, board members, international standards

This paper is a detailed assessment of compliance of the Basel Core Principles for effective banking supervision adopted by the Argentinean government. The financial sector in Argentina is dominated by the banking...

Argentina

Argentina »

Source: Argentina : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2012/269

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2012

ISBN: 9781475510591

Keywords: regulation, rules, regulations, regulatory system, legislation

This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. This assessment finds areas that need to be improved. The reinforc...

Assessing the Cost of Financial Regulation1

Assessing the Cost of Financial Regulation1 »

Source: Assessing the Cost of Financial Regulation

Volume/Issue: 2012/233

Series: IMF Working Papers

Author(s): Douglas Elliott , and Andre Santos

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 26 September 2012

ISBN: 9781475510836

Keywords: Basel III, Financial Regulation, Systemically Important Institutions, Banks, regulation, rules, regulatory changes, regulatory reforms, regulations, Government Policy and Regulation

This study assesses the overall impact on credit of the financial regulatory reforms in Europe, Japan, and the United States. Long-term cost estimates are provided for Basel III capital and liquidity requirements,...

Australia

Australia »

Source: Australia : IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Volume/Issue: 2012/314

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 21 November 2012

ISBN: 9781475563412

Keywords: regulation, rules, regulatory framework, regulatory impact, regulations

The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns ne...

Australia

Australia »

Source: Australia : Report on the Observance of Standards and Codes (ROSC)-Summary Assessments

Volume/Issue: 2012/307

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 November 2012

ISBN: 9781475587623

Keywords: regulation, regulatory framework, rules, regulations, legislation

The main objective of the assessment was to analyze and observe the implementation of the International Organization of Securities Commissions (IOSCO) Principles in Australia. The various responsibilities of the Au...

Automating the Price Discovery Process

Automating the Price Discovery Process »

Source: Automating the Price Discovery Process : Some International Comparisons and Regulatory Implications

Volume/Issue: 1992/80

Series: IMF Working Papers

Author(s): Ian Domowitz

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 October 1992

ISBN: 9781451850253

Keywords: rules, regulation, international organization, regulatory authorities

Automated trade execution systems are examined with respect to the degree to which they automate the price discovery process. Seven levels of automation of price discovery are identified, and 47 systems are classif...

Belgium

Belgium »

Source: Belgium : Technical Note on Securities Markets Regulation and Supervision

Volume/Issue: 2013/136

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. European Dept.

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 24 May 2013

ISBN: 9781484326022

Keywords: prudential supervision, insurance intermediaries, administrative sanctions, share information

The Belgian securities market and financial services markets have remained subdued since the crisis, and significant changes have taken place in regulatory architecture in response. The execution requires both the...

By-Law Of Financial Intelligence Unit (Dislosure Office)

By-Law Of Financial Intelligence Unit (Dislosure Office) »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Canada

Canada »

Source: Canada : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Volume/Issue: 2014/73

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 07 March 2014

ISBN: 9781475523850

Keywords: securities regulators, iosco principles, securities regulation, market participants

This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of...