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Reconsidering Bank Capital Regulation
			: A New Combination of Rules, Regulators, and Market Discipline

Reconsidering Bank Capital Regulation : A New Combination of Rules, Regulators, and Market Discipline »

Volume/Issue: 2014/169

Series: IMF Working Papers

Author(s): Connel Fullenkamp , and Celine Rochon

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 September 2014

DOI: http://dx.doi.org/10.5089/9781498382472.001

ISBN: 9781498382472

Keywords: Regulation, bank capital regulation, banking, capital adequacy, Government Policy and Regulation, Government Policy and Regulation,

Despite revisions to bank capital standards, fundamental shortcomings remain: the rules for setting capital requirements need to be simpler, and resolution should be an essential part of the capital requirement fra...

Reconsidering Bank Capital Regulation

Reconsidering Bank Capital Regulation »

Source: Reconsidering Bank Capital Regulation : A New Combination of Rules, Regulators, and Market Discipline

Volume/Issue: 2014/169

Series: IMF Working Papers

Author(s): Connel Fullenkamp , and Celine Rochon

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 September 2014

ISBN: 9781498382472

Keywords: Regulation, bank capital regulation, banking, capital adequacy, Government Policy and Regulation, Government Policy and Regulation,

Despite revisions to bank capital standards, fundamental shortcomings remain: the rules for setting capital requirements need to be simpler, and resolution should be an essential part of the capital requirement fra...

The Kyrgyz Republic
			: Poverty Reduction Strategy Paper

The Kyrgyz Republic : Poverty Reduction Strategy Paper »

Volume/Issue: 2014/247

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Middle East and Central Asia Dept.

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 12 August 2014

DOI: http://dx.doi.org/10.5089/9781498312547.002

ISBN: 9781498312547

Keywords: education, regulation, regulations, legislation, government regulation

...

The Kyrgyz Republic

The Kyrgyz Republic »

Source: The Kyrgyz Republic : Poverty Reduction Strategy Paper

Volume/Issue: 2014/247

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Middle East and Central Asia Dept.

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 12 August 2014

ISBN: 9781498312547

Keywords: education, regulation, regulations, legislation, government regulation

...

Canada

Canada »

Source: Canada : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Volume/Issue: 2014/73

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 07 March 2014

ISBN: 9781475523850

Keywords: securities regulators, iosco principles, securities regulation, market participants

This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of...

Canada
			: Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Canada : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation »

Volume/Issue: 2014/73

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 07 March 2014

DOI: http://dx.doi.org/10.5089/9781475523850.002

ISBN: 9781475523850

Keywords: securities regulators, iosco principles, securities regulation, market participants

This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of...

Italy
			: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Italy : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2013/353

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 06 December 2013

DOI: http://dx.doi.org/10.5089/9781475535211.002

ISBN: 9781475535211

Keywords: iosco principles, securities regulation, regulatory authorities, securities markets, criminal enforcement

This paper discusses main findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation in Italy. Italy exhibit...

Italy
			: Detailed Assessment of IAIS Insurance core Principles

Italy : Detailed Assessment of IAIS Insurance core Principles »

Volume/Issue: 2013/352

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 06 December 2013

DOI: http://dx.doi.org/10.5089/9781475529579.002

ISBN: 9781475529579

Keywords: reinsurance, risk management, policyholders, life insurance, insurance products

This paper discusses the findings of Detailed Assessment of International Association of Insurance Supervisors (IAIS) insurance core principles on Italy. Regulation and supervision of the insurance industry in Ital...

Italy

Italy »

Source: Italy : Detailed Assessment of IAIS Insurance core Principles

Volume/Issue: 2013/352

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 06 December 2013

ISBN: 9781475529579

Keywords: reinsurance, risk management, policyholders, life insurance, insurance products

This paper discusses the findings of Detailed Assessment of International Association of Insurance Supervisors (IAIS) insurance core principles on Italy. Regulation and supervision of the insurance industry in Ital...

Italy

Italy »

Source: Italy : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/353

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 06 December 2013

ISBN: 9781475535211

Keywords: iosco principles, securities regulation, regulatory authorities, securities markets, criminal enforcement

This paper discusses main findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation in Italy. Italy exhibit...

India
			: Financial Sector Assessment Program-Detailed Assessments Report on IOSCO Objectives and Principles of Securities Regulation

India : Financial Sector Assessment Program-Detailed Assessments Report on IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2013/266

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 29 August 2013

DOI: http://dx.doi.org/10.5089/9781475587234.002

ISBN: 9781475587234

Keywords: iosco principles, enforcement powers, market participants, risk management, criminal enforcement

This paper discusses findings of the assessments on International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for India. India exhibits significant progress in...

India

India »

Source: India : Financial Sector Assessment Program-Detailed Assessments Report on IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/266

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 29 August 2013

ISBN: 9781475587234

Keywords: iosco principles, enforcement powers, market participants, risk management, criminal enforcement

This paper discusses findings of the assessments on International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for India. India exhibits significant progress in...

Saudi Arabia
			: Financial Sector Assessment Program Update-Detailed Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation

Saudi Arabia : Financial Sector Assessment Program Update-Detailed Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2013/212

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 19 July 2013

DOI: http://dx.doi.org/10.5089/9781484390696.002

ISBN: 9781484390696

Keywords: regulations, regulation, regulatory system, regulatory requirements, regulatory information

This paper discusses Saudi Arabia's Detailed Assessment of the Observance of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation. The Capital Market A...

Saudi Arabia

Saudi Arabia »

Source: Saudi Arabia : Financial Sector Assessment Program Update-Detailed Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/212

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 19 July 2013

ISBN: 9781484390696

Keywords: regulations, regulation, regulatory system, regulatory requirements, regulatory information

This paper discusses Saudi Arabia's Detailed Assessment of the Observance of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation. The Capital Market A...

Belgium

Belgium »

Source: Belgium : Technical Note on Securities Markets Regulation and Supervision

Volume/Issue: 2013/136

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. European Dept.

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 24 May 2013

ISBN: 9781484326022

Keywords: prudential supervision, insurance intermediaries, administrative sanctions, share information

The Belgian securities market and financial services markets have remained subdued since the crisis, and significant changes have taken place in regulatory architecture in response. The execution requires both the...

Belgium
			: Technical Note on Securities Markets Regulation and Supervision

Belgium : Technical Note on Securities Markets Regulation and Supervision »

Volume/Issue: 2013/136

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. European Dept.

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 24 May 2013

DOI: http://dx.doi.org/10.5089/9781484326022.002

ISBN: 9781484326022

Keywords: prudential supervision, insurance intermediaries, administrative sanctions, share information

The Belgian securities market and financial services markets have remained subdued since the crisis, and significant changes have taken place in regulatory architecture in response. The execution requires both the...

European Union

European Union »

Source: European Union : Publication of Financial Sector Assessment Program Documentation-Technical Note on Cross-Border Issues, Central Counterparties, and Central Securities Depositories

Volume/Issue: 2013/72

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 March 2013

ISBN: 9781475548679

Keywords: regulation, technical standards, regulations, legislation, international standards

The analysis focuses on the effectiveness of the regulatory, supervisory, and oversight frameworks for central counterparties (CCPs) and central securities depositories (CSDs) in the European Union (EU) as these ar...

European Union

European Union »

Source: European Union : Publication of Financial Sector Assessment Program Documentation-Technical Note on European Banking Authority

Volume/Issue: 2013/74

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 March 2013

ISBN: 9781475533781

Keywords: technical standards, regulation, rules, regulatory framework, standing committee

This report is an overview of the performance of the European Banking Authority (EBA) against its mandates, given economic conditions prevailing in the banking sector in the European Union (EU). Banks remain a key...

European Union

European Union »

Source: European Union : Publication of Financial Sector Assessment Program Documentation-Technical Note on European Securities and Markets Authority

Volume/Issue: 2013/69

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 March 2013

ISBN: 9781475552201

Keywords: regulation, technical standards, legislation, standing committees

This article reviews the European Securities and Markets Authority (ESMA) of the European Union. ESMA performed a role in the regulation and supervision of the securities market. ESMA was created to supervise the f...

European Union
			: Publication of Financial Sector Assessment Program Documentation-Technical Note on Cross-Border Issues, Central Counterparties, and Central Securities Depositories

European Union : Publication of Financial Sector Assessment Program Documentation-Technical Note on Cross-Border Issues, Central Counterparties, and Central Securities Depositories »

Volume/Issue: 2013/72

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 March 2013

DOI: http://dx.doi.org/10.5089/9781475548679.002

ISBN: 9781475548679

Keywords: regulation, technical standards, regulations, legislation, international standards

The analysis focuses on the effectiveness of the regulatory, supervisory, and oversight frameworks for central counterparties (CCPs) and central securities depositories (CSDs) in the European Union (EU) as these ar...

European Union
			: Publication of Financial Sector Assessment Program Documentation-Technical Note on European Banking Authority

European Union : Publication of Financial Sector Assessment Program Documentation-Technical Note on European Banking Authority »

Volume/Issue: 2013/74

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 March 2013

DOI: http://dx.doi.org/10.5089/9781475533781.002

ISBN: 9781475533781

Keywords: technical standards, regulation, rules, regulatory framework, standing committee

This report is an overview of the performance of the European Banking Authority (EBA) against its mandates, given economic conditions prevailing in the banking sector in the European Union (EU). Banks remain a key...

European Union
			: Publication of Financial Sector Assessment Program Documentation-Technical Note on European Securities and Markets Authority

European Union : Publication of Financial Sector Assessment Program Documentation-Technical Note on European Securities and Markets Authority »

Volume/Issue: 2013/69

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 March 2013

DOI: http://dx.doi.org/10.5089/9781475552201.002

ISBN: 9781475552201

Keywords: regulation, technical standards, legislation, standing committees

This article reviews the European Securities and Markets Authority (ESMA) of the European Union. ESMA performed a role in the regulation and supervision of the securities market. ESMA was created to supervise the f...

Malaysia
			: Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation

Malaysia : Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2013/59

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 March 2013

DOI: http://dx.doi.org/10.5089/9781475519891.002

ISBN: 9781475519891

Keywords: regulation, rules, regulatory system, legislation

The article is an account of the assessment of implementation of IOSCO principles of securities and regulations in Malaysia. This assessment was conducted by the International Monetary fund (IMF) and the World Bank...

Malaysia
			: Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Observance of the CPSS-IOSCO Principles for Financial Market Infrastructures

Malaysia : Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Observance of the CPSS-IOSCO Principles for Financial Market Infrastructures »

Volume/Issue: 2013/58

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 March 2013

DOI: http://dx.doi.org/10.5089/9781475570991.002

ISBN: 9781475570991

Keywords: credit, payment systems, collateral, csd, pvp

This report is an assessment of the CPSS-IOSCO Principles for Financial Market Infrastructures (PFMI) in Malaysia. The central bank is in charge of the payment and settlement systems and the Securities Commission (...

Rules, Discretion, and Macro-Prudential Policy

Rules, Discretion, and Macro-Prudential Policy »

Volume/Issue: 2013/65

Series: IMF Working Papers

Author(s): Itai Agur , and Sunil Sharma

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 March 2013

DOI: http://dx.doi.org/10.5089/9781475546699.001

ISBN: 9781475546699

Keywords: Macro-prudential policy, regulation, rules, decision makers, regulations, Government Policy and Regulation, Government Policy and Regulation,

The paper examines the implementation of macro-prudential policy. Given the coordination, flow of information, analysis, and communication required, macro-prudential frameworks will have weaknesses that make it har...

Malaysia

Malaysia »

Source: Malaysia : Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Observance of the CPSS-IOSCO Principles for Financial Market Infrastructures

Volume/Issue: 2013/58

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 March 2013

ISBN: 9781475570991

Keywords: credit, payment systems, collateral, csd, pvp

This report is an assessment of the CPSS-IOSCO Principles for Financial Market Infrastructures (PFMI) in Malaysia. The central bank is in charge of the payment and settlement systems and the Securities Commission (...

Malaysia

Malaysia »

Source: Malaysia : Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/59

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 March 2013

ISBN: 9781475519891

Keywords: regulation, rules, regulatory system, legislation

The article is an account of the assessment of implementation of IOSCO principles of securities and regulations in Malaysia. This assessment was conducted by the International Monetary fund (IMF) and the World Bank...

Rules, Discretion, and Macro-Prudential Policy*

Rules, Discretion, and Macro-Prudential Policy* »

Source: Rules, Discretion, and Macro-Prudential Policy

Volume/Issue: 2013/65

Series: IMF Working Papers

Author(s): Itai Agur , and Sunil Sharma

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 March 2013

ISBN: 9781475546699

Keywords: Macro-prudential policy, regulation, rules, decision makers, regulations, Government Policy and Regulation, Government Policy and Regulation,

The paper examines the implementation of macro-prudential policy. Given the coordination, flow of information, analysis, and communication required, macro-prudential frameworks will have weaknesses that make it har...

Malaysia
			: Report on the Observance of Standards and Codes

Malaysia : Report on the Observance of Standards and Codes »

Volume/Issue: 2013/53

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Asia and Pacific Dept

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 28 February 2013

DOI: http://dx.doi.org/10.5089/9781557753892.002

ISBN: 9781557753892

Keywords: regulation, legislation, regulatory requirements, regulations, regulatory framework

This report is an assessment of the state of compliance with the Basel Core Principles (BCPs) in Malaysia. Bank Negara Malaysia (BNM) employs a well-developed risk-focused regulatory and supervisory system, consist...

Malaysia

Malaysia »

Source: Malaysia : Report on the Observance of Standards and Codes

Volume/Issue: 2013/53

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Asia and Pacific Dept

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 28 February 2013

ISBN: 9781557753892

Keywords: regulation, legislation, regulatory requirements, regulations, regulatory framework

This report is an assessment of the state of compliance with the Basel Core Principles (BCPs) in Malaysia. Bank Negara Malaysia (BNM) employs a well-developed risk-focused regulatory and supervisory system, consist...

Colombia

Colombia »

Source: Colombia : Financial System Stability Assessment

Volume/Issue: 2013/50

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 22 February 2013

ISBN: 9781475530919

Keywords: regulation, international standards, regulatory process, regulations, rules

In this paper, the structure of Colombia's financial sector is analyzed and various risks of the financial sector are studied. Supervision of the financial system can be performed by supervisory architecture, banki...

Colombia
			: Financial System Stability Assessment

Colombia : Financial System Stability Assessment »

Volume/Issue: 2013/50

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 22 February 2013

DOI: http://dx.doi.org/10.5089/9781475530919.002

ISBN: 9781475530919

Keywords: regulation, international standards, regulatory process, regulations, rules

In this paper, the structure of Colombia's financial sector is analyzed and various risks of the financial sector are studied. Supervision of the financial system can be performed by supervisory architecture, banki...

Competition among Exchanges and Enforcement Policy

Competition among Exchanges and Enforcement Policy »

Source: Competition among Exchanges and Enforcement Policy

Volume/Issue: 2013/37

Series: IMF Working Papers

Author(s): Cecilia Caglio , and Andrea Pescatori

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 February 2013

ISBN: 9781475516784

Keywords: self-regulatory organizations, financial regulation, enforcement policy, enforcement policies, regulation, rules, regulatory system, Asset Pricing, Government Policy and Regulation, Corporation and Securities Law

In this paper, we explore how competition among stock exchanges, operated as self-regulatory organizations (SROs), affects the design of their members' surveillance. We develop a model where two for-profit SROs com...

Competition among Exchanges and Enforcement Policy

Competition among Exchanges and Enforcement Policy »

Volume/Issue: 2013/37

Series: IMF Working Papers

Author(s): Cecilia Caglio , and Andrea Pescatori

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 February 2013

DOI: http://dx.doi.org/10.5089/9781475516784.001

ISBN: 9781475516784

Keywords: self-regulatory organizations, financial regulation, enforcement policy, enforcement policies, regulation, rules, regulatory system, Asset Pricing, Government Policy and Regulation, Corporation and Securities Law

In this paper, we explore how competition among stock exchanges, operated as self-regulatory organizations (SROs), affects the design of their members' surveillance. We develop a model where two for-profit SROs com...

Republic of Armenia
			: Financial System Stability Assessment

Republic of Armenia : Financial System Stability Assessment »

Volume/Issue: 2013/10

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 11 January 2013

DOI: http://dx.doi.org/10.5089/9781475577792.002

ISBN: 9781475577792

Keywords: regulation, regulations, regulatory requirements, regulatory framework, legislation

Armenia's growing financial system is dominated by banks, and its regulatory and supervisory system is robust. The Executive Board of the International Monetary Fund (IMF) has recommended the Central Bank of Armeni...

Republic of Armenia

Republic of Armenia »

Source: Republic of Armenia : Financial System Stability Assessment

Volume/Issue: 2013/10

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 11 January 2013

ISBN: 9781475577792

Keywords: regulation, regulations, regulatory requirements, regulatory framework, legislation

Armenia's growing financial system is dominated by banks, and its regulatory and supervisory system is robust. The Executive Board of the International Monetary Fund (IMF) has recommended the Central Bank of Armeni...

France

France »

Source: France : Financial System Stability Assessment

Volume/Issue: 2012/341

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 21 December 2012

ISBN: 9781475545371

Keywords: regulation, board members, rules, regulations, legislation

This Financial System Stability Assessment on France discusses the French financial system and the restructuring of French banks to different business models. The French banking system weathered the 2007-09 global...

France
			: Financial System Stability Assessment

France : Financial System Stability Assessment »

Volume/Issue: 2012/341

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 21 December 2012

DOI: http://dx.doi.org/10.5089/9781475545371.002

ISBN: 9781475545371

Keywords: regulation, board members, rules, regulations, legislation

This Financial System Stability Assessment on France discusses the French financial system and the restructuring of French banks to different business models. The French banking system weathered the 2007-09 global...

Australia

Australia »

Source: Australia : IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Volume/Issue: 2012/314

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 21 November 2012

ISBN: 9781475563412

Keywords: regulation, rules, regulatory framework, regulatory impact, regulations

The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns ne...

Australia
			: IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Australia : IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation »

Volume/Issue: 2012/314

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 21 November 2012

DOI: http://dx.doi.org/10.5089/9781475563412.002

ISBN: 9781475563412

Keywords: regulation, rules, regulatory framework, regulatory impact, regulations

The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns ne...

Australia

Australia »

Source: Australia : Report on the Observance of Standards and Codes (ROSC)-Summary Assessments

Volume/Issue: 2012/307

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 November 2012

ISBN: 9781475587623

Keywords: regulation, regulatory framework, rules, regulations, legislation

The main objective of the assessment was to analyze and observe the implementation of the International Organization of Securities Commissions (IOSCO) Principles in Australia. The various responsibilities of the Au...

Australia
			: Report on the Observance of Standards and Codes (ROSC)-Summary Assessments

Australia : Report on the Observance of Standards and Codes (ROSC)-Summary Assessments »

Volume/Issue: 2012/307

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 November 2012

DOI: http://dx.doi.org/10.5089/9781475587623.002

ISBN: 9781475587623

Keywords: regulation, regulatory framework, rules, regulations, legislation

The main objective of the assessment was to analyze and observe the implementation of the International Organization of Securities Commissions (IOSCO) Principles in Australia. The various responsibilities of the Au...

Fiscal Rules at a Glance

Fiscal Rules at a Glance »

Source: Fiscal Rules at a Glance : Country Details from a New Dataset

Volume/Issue: 2012/273

Series: IMF Working Papers

Author(s): Nina Budina , Tidiane Kinda , Andrea Schaechter , and Anke Weber

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 November 2012

ISBN: 9781616359102

Keywords: fiscal governance, rules, legislation, federal budget, legal obligation, regulation, Structure and Scope of Government, Deficit,

This paper provides country-specific information on fiscal rules in use in 81 countries from 1985 to end-September 2012. It serves as background material and update of the July 2012 Working Paper 'Fiscal Rules in R...

Fiscal Rules at a Glance
			: Country Details from a New Dataset

Fiscal Rules at a Glance : Country Details from a New Dataset »

Volume/Issue: 2012/273

Series: IMF Working Papers

Author(s): Nina Budina , Tidiane Kinda , Andrea Schaechter , and Anke Weber

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 November 2012

DOI: http://dx.doi.org/10.5089/9781616359102.001

ISBN: 9781616359102

Keywords: fiscal governance, rules, legislation, federal budget, legal obligation, regulation, Structure and Scope of Government, Deficit,

This paper provides country-specific information on fiscal rules in use in 81 countries from 1985 to end-September 2012. It serves as background material and update of the July 2012 Working Paper 'Fiscal Rules in R...

Assessing the Cost of Financial Regulation1

Assessing the Cost of Financial Regulation1 »

Source: Assessing the Cost of Financial Regulation

Volume/Issue: 2012/233

Series: IMF Working Papers

Author(s): Douglas Elliott , and Andre Santos

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 26 September 2012

ISBN: 9781475510836

Keywords: Basel III, Financial Regulation, Systemically Important Institutions, Banks, regulation, rules, regulatory changes, regulatory reforms, regulations, Government Policy and Regulation

This study assesses the overall impact on credit of the financial regulatory reforms in Europe, Japan, and the United States. Long-term cost estimates are provided for Basel III capital and liquidity requirements,...

Assessing the Cost of Financial Regulation

Assessing the Cost of Financial Regulation »

Volume/Issue: 2012/233

Series: IMF Working Papers

Author(s): Douglas Elliott , and Andre Santos

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 26 September 2012

DOI: http://dx.doi.org/10.5089/9781475510836.001

ISBN: 9781475510836

Keywords: Basel III, Financial Regulation, Systemically Important Institutions, Banks, regulation, rules, regulatory changes, regulatory reforms, regulations, Government Policy and Regulation

This study assesses the overall impact on credit of the financial regulatory reforms in Europe, Japan, and the United States. Long-term cost estimates are provided for Basel III capital and liquidity requirements,...

Argentina

Argentina »

Source: Argentina : Detailed Assessment of Compliance of Basel Core Principles for Effective Banking Supervision

Volume/Issue: 2012/268

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2012

ISBN: 9781475510607

Keywords: regulation, regulations, rules, board members, international standards

This paper is a detailed assessment of compliance of the Basel Core Principles for effective banking supervision adopted by the Argentinean government. The financial sector in Argentina is dominated by the banking...

Argentina

Argentina »

Source: Argentina : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2012/269

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2012

ISBN: 9781475510591

Keywords: regulation, rules, regulations, regulatory system, legislation

This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. This assessment finds areas that need to be improved. The reinforc...

Argentina
			: Detailed Assessment of Compliance of Basel Core Principles for Effective Banking Supervision

Argentina : Detailed Assessment of Compliance of Basel Core Principles for Effective Banking Supervision »

Volume/Issue: 2012/268

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2012

DOI: http://dx.doi.org/10.5089/9781475510607.002

ISBN: 9781475510607

Keywords: regulation, regulations, rules, board members, international standards

This paper is a detailed assessment of compliance of the Basel Core Principles for effective banking supervision adopted by the Argentinean government. The financial sector in Argentina is dominated by the banking...

Argentina
			: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Argentina : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2012/269

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2012

DOI: http://dx.doi.org/10.5089/9781475510591.002

ISBN: 9781475510591

Keywords: regulation, rules, regulations, regulatory system, legislation

This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. This assessment finds areas that need to be improved. The reinforc...

Japan
			: IOSCO Objectives and Principles of Securities Regulation:  Detailed Assessment of Implementation

Japan : IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation »

Volume/Issue: 2012/230

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 10 August 2012

DOI: http://dx.doi.org/10.5089/9781475506440.002

ISBN: 9781475506440

Keywords: regulation, regulatory actions, regulations, regulatory system, regulatory purposes

This report analyzes the functioning of the legal and regulatory framework for the securities market in Japan. The Financial Services Agency (FSA) enjoyed specific powers with respect to the various security laws a...

Japan: IOSCO Objectives and Principles of Securities Regulation

Japan: IOSCO Objectives and Principles of Securities Regulation »

Source: Japan : IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation

Volume/Issue: 2012/230

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 10 August 2012

ISBN: 9781475506440

Keywords: regulation, regulatory actions, regulations, regulatory system, regulatory purposes

This report analyzes the functioning of the legal and regulatory framework for the securities market in Japan. The Financial Services Agency (FSA) enjoyed specific powers with respect to the various security laws a...

Indonesia
			: Implementation of the IOSCO Objectives and Principles of Securities Regulation

Indonesia : Implementation of the IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2012/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 18 July 2012

DOI: http://dx.doi.org/10.5089/9781475504958.002

ISBN: 9781475504958

Keywords: regulation, regulatory framework, rules, regulatory system, legislation

This paper discusses implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation in Indonesia. The Capital Markets and Financial Institution...

Indonesia

Indonesia »

Source: Indonesia : Implementation of the IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2012/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 18 July 2012

ISBN: 9781475504958

Keywords: regulation, regulatory framework, rules, regulatory system, legislation

This paper discusses implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation in Indonesia. The Capital Markets and Financial Institution...

Guernsey

Guernsey »

Source: Guernsey : Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism

Volume/Issue: 2011/12

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 January 2011

ISBN: 9781455213726

Keywords: money laundering, terrorist financing, law enforcement, due diligence, drug trafficking

This report provides a summary of the Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) measures in place in Guernsey at the time of the mission or shortly thereafter. The assessors reviewed...

Guernsey

Guernsey »

Source: Guernsey : Financial System Stability Assessment-Update

Volume/Issue: 2011/1

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 January 2011

ISBN: 9781455213764

Keywords: financial services, financial system, banking supervision, financial stability

Guernsey is a leading international insurance center in Europe. Its economy purely depends on the performance of the financial sector. As per the 2003 assessment under the Offshore Financial Center (OFC) program, i...

Guernsey
			: Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism

Guernsey : Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism »

Volume/Issue: 2011/12

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 January 2011

DOI: http://dx.doi.org/10.5089/9781455213726.002

ISBN: 9781455213726

Keywords: money laundering, terrorist financing, law enforcement, due diligence, drug trafficking

This report provides a summary of the Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) measures in place in Guernsey at the time of the mission or shortly thereafter. The assessors reviewed...

Guernsey
			: Financial System Stability Assessment-Update

Guernsey : Financial System Stability Assessment-Update »

Volume/Issue: 2011/1

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 January 2011

DOI: http://dx.doi.org/10.5089/9781455213764.002

ISBN: 9781455213764

Keywords: financial services, financial system, banking supervision, financial stability

Guernsey is a leading international insurance center in Europe. Its economy purely depends on the performance of the financial sector. As per the 2003 assessment under the Offshore Financial Center (OFC) program, i...

South Africa
			: Detailed Assessment of Compliance on Basel Core Principles for Effective Banking Supervision

South Africa : Detailed Assessment of Compliance on Basel Core Principles for Effective Banking Supervision »

Volume/Issue: 2010/353

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 December 2010

DOI: http://dx.doi.org/10.5089/9781455212767.002

ISBN: 9781455212767

Keywords: regulation, internal audit, regulations, external auditors, banking supervision

Banking supervision in South Africa has been effective in reducing the impact of the global financial crisis. The banks have remained profitable, and capital adequacy ratios have been maintained well above the regu...

South Africa
			: Detailed Assessment of Implementation on IOSCO Principles-Securities Markets

South Africa : Detailed Assessment of Implementation on IOSCO Principles-Securities Markets »

Volume/Issue: 2010/355

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 December 2010

DOI: http://dx.doi.org/10.5089/9781455212743.002

ISBN: 9781455212743

Keywords: regulation, legal authority, rules, regulatory system, regulations

South Africa has made substantial progress in addressing the recommendations of the Financial Sector Assessment Program and is continuing to build upon these accomplishments. The Financial Services Board and Depart...

South Africa
			: Report on the Observance of Standards and Codes on Banking Supervision, Insurance Supervision, and Securities' Regulation

South Africa : Report on the Observance of Standards and Codes on Banking Supervision, Insurance Supervision, and Securities' Regulation »

Volume/Issue: 2010/352

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 December 2010

DOI: http://dx.doi.org/10.5089/9781455212774.002

ISBN: 9781455212774

Keywords: regulation, legislation, legal authority, regulations, regulatory system

In South Africa, long-term insurers experienced some strains during the financial crisis, but there were no crisis-related failures. The capital markets suffered sharp declines but no systemic failures. The three s...

South Africa

South Africa »

Source: South Africa : Detailed Assessment of Implementation on IOSCO Principles-Securities Markets

Volume/Issue: 2010/355

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 December 2010

ISBN: 9781455212743

Keywords: regulation, legal authority, rules, regulatory system, regulations

South Africa has made substantial progress in addressing the recommendations of the Financial Sector Assessment Program and is continuing to build upon these accomplishments. The Financial Services Board and Depart...

South Africa

South Africa »

Source: South Africa : Report on the Observance of Standards and Codes on Banking Supervision, Insurance Supervision, and Securities' Regulation

Volume/Issue: 2010/352

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 December 2010

ISBN: 9781455212774

Keywords: regulation, legislation, legal authority, regulations, regulatory system

In South Africa, long-term insurers experienced some strains during the financial crisis, but there were no crisis-related failures. The capital markets suffered sharp declines but no systemic failures. The three s...

South Africa

South Africa »

Source: South Africa : Detailed Assessment of Compliance on Basel Core Principles for Effective Banking Supervision

Volume/Issue: 2010/353

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 December 2010

ISBN: 9781455212767

Keywords: regulation, internal audit, regulations, external auditors, banking supervision

Banking supervision in South Africa has been effective in reducing the impact of the global financial crisis. The banks have remained profitable, and capital adequacy ratios have been maintained well above the regu...

Revenue Administration
			: Developing a Taxpayer Compliance Program

Revenue Administration : Developing a Taxpayer Compliance Program »

Volume: 10

Series: Technical Notes and Manuals

Author(s): Barrie Russell

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 24 November 2010

DOI: http://dx.doi.org/10.5089/9781462314218.005

ISBN: 9781462314218

Keywords: Risk management, Taxpayer segmentation, compliance program, taxpayers, tax system, taxpayer compliance, compliance strategies, Compliance Model, Effectiveness Measures, Risk Prioritization

This technical note describes the importance of a taxpayer compliance program. Improving tax compliance requires long-term reform efforts, beginning with strengthening the organization and management of the revenue...

Revenue Administration

Revenue Administration »

Source: Revenue Administration : Developing a Taxpayer Compliance Program

Volume: 2010

Series: Technical Notes and Manuals

Author(s): Barrie Russell

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 24 November 2010

ISBN: 9781462314218

Keywords: Risk management, Taxpayer segmentation, compliance program, taxpayers, tax system, taxpayer compliance, compliance strategies, Compliance Model, Effectiveness Measures, Risk Prioritization

This technical note describes the importance of a taxpayer compliance program. Improving tax compliance requires long-term reform efforts, beginning with strengthening the organization and management of the revenue...

St. Vincent and the Grenadines
			: Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism

St. Vincent and the Grenadines : Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism »

Volume/Issue: 2010/311

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 October 2010

DOI: http://dx.doi.org/10.5089/9781455208739.002

ISBN: 9781455208739

Keywords: money laundering, law enforcement, beneficial owners, competent authorities, offshore banks

St. Vincent and the Grenadines (SVG) is exposed to money laundering (ML) and financing of terrorism (FT) risk related to drug trafficking and international criminal groups. The financing of terrorism has also been...

St. Vincent and the Grenadines
			: Report on Observance of Standards and Codes:  FATF Recommendations for Anti-Money Laundering and Combating the Financing of Terrorism

St. Vincent and the Grenadines : Report on Observance of Standards and Codes: FATF Recommendations for Anti-Money Laundering and Combating the Financing of Terrorism »

Volume/Issue: 2010/310

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 October 2010

DOI: http://dx.doi.org/10.5089/9781455208722.002

ISBN: 9781455208722

Keywords: money laundering, law enforcement, enforcement authorities, law enforcement authorities, beneficial owners

This report was prepared by the Legal Department of the International Monetary Fund (IMF). It provides a summary of the Antimony Laundering and Combating the Financing of Terrorism (AML/CFT) measures in place in St...

St. Vincent and the Grenadines

St. Vincent and the Grenadines »

Source: St. Vincent and the Grenadines : Report on Observance of Standards and Codes: FATF Recommendations for Anti-Money Laundering and Combating the Financing of Terrorism

Volume/Issue: 2010/310

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 October 2010

ISBN: 9781455208722

Keywords: money laundering, law enforcement, enforcement authorities, law enforcement authorities, beneficial owners

This report was prepared by the Legal Department of the International Monetary Fund (IMF). It provides a summary of the Antimony Laundering and Combating the Financing of Terrorism (AML/CFT) measures in place in St...

St. Vincent and the Grenadines

St. Vincent and the Grenadines »

Source: St. Vincent and the Grenadines : Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism

Volume/Issue: 2010/311

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 October 2010

ISBN: 9781455208739

Keywords: money laundering, law enforcement, beneficial owners, competent authorities, offshore banks

St. Vincent and the Grenadines (SVG) is exposed to money laundering (ML) and financing of terrorism (FT) risk related to drug trafficking and international criminal groups. The financing of terrorism has also been...

The Making of Good Supervision
			: Learning to Say "No"

The Making of Good Supervision : Learning to Say "No" »

Volume/Issue: 2010/08

Series: IMF Staff Position Notes

Author(s): Jennifer Elliott , Aditya Narain , Ian Tower , José Vinãls , Pierluigi Bologna , Michael Hsu , and Jonathan Fiechter

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 18 May 2010

DOI: http://dx.doi.org/10.5089/9781462310180.004

ISBN: 9781462310180

Keywords: Banks, Basel Core Principles, Bank supervision, Credit risk, Financial sector, Insurance supervision, Global Financial Crisis 2008-2009, Risk management, Securities regulations, Financial Sector Supervision and Regulation

The quality of financial sector supervision has emerged as a key issue from the financial crisis. While most countries operated broadly under the same regulatory standards, differences emerged in supervisory approa...

The Making of Good Supervision

The Making of Good Supervision »

Source: The Making of Good Supervision : Learning to Say "No"

Volume/Issue: 2010/08

Series: IMF Staff Position Notes

Author(s): Jennifer Elliott , Aditya Narain , Ian Tower , José Vinãls , Pierluigi Bologna , Michael Hsu , and Jonathan Fiechter

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 18 May 2010

ISBN: 9781462310180

Keywords: Banks, Basel Core Principles, Bank supervision, Credit risk, Financial sector, Insurance supervision, Global Financial Crisis 2008-2009, Risk management, Securities regulations, Financial Sector Supervision and Regulation

The quality of financial sector supervision has emerged as a key issue from the financial crisis. While most countries operated broadly under the same regulatory standards, differences emerged in supervisory approa...

United States
			: Publication of Financial Sector Assessment Program Documentation:  Detailed Assessment of Observance of the Fixed Income Clearing Corporation:  Government Securities Division's Observance of the CPSS-IOSCO Recommendations for Central Counterparties

United States : Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance of the Fixed Income Clearing Corporation: Government Securities Division's Observance of the CPSS-IOSCO Recommendations for Central Counterparties »

Volume/Issue: 2010/130

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 May 2010

DOI: http://dx.doi.org/10.5089/9781455206728.002

ISBN: 9781455206728

Keywords: rules, regulation, credit, clearing agency, collateral

This paper discusses key findings of the Detailed Assessment of Observance of the Fixed Income Clearing Corporation-Government Securities Division's Observance of the Committee on Payment and Settlement Systems/Int...

United States

United States »

Source: United States : Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance of the Fixed Income Clearing Corporation: Government Securities Division's Observance of the CPSS-IOSCO Recommendations for Central Counterparties

Volume/Issue: 2010/130

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 May 2010

ISBN: 9781455206728

Keywords: rules, regulation, credit, clearing agency, collateral

This paper discusses key findings of the Detailed Assessment of Observance of the Fixed Income Clearing Corporation-Government Securities Division's Observance of the Committee on Payment and Settlement Systems/Int...

Isle of Man
			: Financial Sector Assessment Program Update:  Detailed Assessment of Observance of AML/CFT

Isle of Man : Financial Sector Assessment Program Update: Detailed Assessment of Observance of AML/CFT »

Volume/Issue: 2009/278

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2009

DOI: http://dx.doi.org/10.5089/9781451818499.002

ISBN: 9781451818499

Keywords: money laundering, due diligence, drug trafficking, law enforcement, terrorist financing

The Isle of Man (IOM) is recognized for the expertise developed in a range of international financial products. The paper also presents a Detailed Assessment of Observance of Antimoney laundering/Combating Financin...

Isle of Man

Isle of Man »

Source: Isle of Man : Financial Sector Assessment Program Update: Detailed Assessment of Observance of AML/CFT

Volume/Issue: 2009/278

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2009

ISBN: 9781451818499

Keywords: money laundering, due diligence, drug trafficking, law enforcement, terrorist financing

The Isle of Man (IOM) is recognized for the expertise developed in a range of international financial products. The paper also presents a Detailed Assessment of Observance of Antimoney laundering/Combating Financin...

The Perimeter of Financial Regulation

The Perimeter of Financial Regulation »

Volume/Issue: 2009/07

Series: IMF Staff Position Notes

Author(s): Luisa Zanforlin , Ian Tower , Erlend Nier , Michael Moore , Ana Carvajal , and Randall Dodd

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 26 March 2009

DOI: http://dx.doi.org/10.5089/9781455296620.004

ISBN: 9781455296620

Keywords: Financial systems, regulation, regulatory requirements, regulatory framework, regulatory agencies

...

The Perimeter of Financial Regulation1

The Perimeter of Financial Regulation1 »

Source: The Perimeter of Financial Regulation

Volume/Issue: 2009/07

Series: IMF Staff Position Notes

Author(s): Luisa Zanforlin , Ian Tower , Erlend Nier , Michael Moore , Ana Carvajal , and Randall Dodd

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 26 March 2009

ISBN: 9781455296620

Keywords: Financial systems, regulation, regulatory requirements, regulatory framework, regulatory agencies

...

Annex II: Latvia—Extracts from Principal Laws and Regulations

Annex II: Latvia—Extracts from Principal Laws and Regulations »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

By-Law Of Financial Intelligence Unit (Dislosure Office)

By-Law Of Financial Intelligence Unit (Dislosure Office) »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Republic Of Latvia
			: Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism »

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

DOI: http://dx.doi.org/10.5089/9781451947014.002

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Latvia: List of Principal Laws and Regulations

Latvia: List of Principal Laws and Regulations »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Latvia - Relevant Extracts from the Criminal Procedure Law

Latvia - Relevant Extracts from the Criminal Procedure Law »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Law “On The Financial And Capital Market Commission”

Law “On The Financial And Capital Market Commission” »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Regulations for the Formulation of an Internal Control System for the Prevention of Laundering of Proceeds Derived from Criminal Activity and Financing of Terrorism

Regulations for the Formulation of an Internal Control System for the Prevention of Laundering of Proceeds Derived from Criminal Activity and Financing of Terrorism »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Regulations regarding List of Elements of Unusual Transactions and Procedures for Reporting

Regulations regarding List of Elements of Unusual Transactions and Procedures for Reporting »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Regulations regarding List of Elements of Unusual Transactions and Procedures for Reporting

Regulations regarding List of Elements of Unusual Transactions and Procedures for Reporting »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

Republic Of Latvia: Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Republic Of Latvia: Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

The Saeima has adopted and the President has promulgated the following law:

The Saeima has adopted and the President has promulgated the following law: »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

The Saeima (Parliament of the Republic of Latvia) has adopted and the President has proclaimed the following law: Amendments to the Criminal Law:

The Saeima (Parliament of the Republic of Latvia) has adopted and the President has proclaimed the following law: Amendments to the Criminal Law: »

Source: Republic Of Latvia : Detailed Assessment Of Anti-Money Laundering And Combating The Financing Of Terrorism

Volume/Issue: 2007/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 04 June 2007

ISBN: 9781451947014

Keywords: terrorist financing, law enforcement, suspicious transactions, criminal law

This paper discusses key findings of the Detailed Assessment on Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) for the Republic of Latvia. The assessment reveals that aspects of Latvia's f...

REPUBLIC OF PALAU Selected Issues and Statistical Appendix

REPUBLIC OF PALAU Selected Issues and Statistical Appendix »

Volume/Issue: 2006/110

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 March 2006

DOI: http://dx.doi.org/10.5089/9781451831542.002

ISBN: 9781451831542

Keywords: regulation, regulations, foreign banks, legislation, financial institutions

This Selected Issues paper and Statistical Appendix describes Palau's financial sector, its recent performance, and developments in regulatory reform. The paper considers illustrative scenarios of possible outcomes...

REPUBLIC OF PALAU Selected Issues and Statistical Appendix

REPUBLIC OF PALAU Selected Issues and Statistical Appendix »

Source: REPUBLIC OF PALAU Selected Issues and Statistical Appendix

Volume/Issue: 2006/110

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 March 2006

ISBN: 9781451831542

Keywords: regulation, regulations, foreign banks, legislation, financial institutions

This Selected Issues paper and Statistical Appendix describes Palau's financial sector, its recent performance, and developments in regulatory reform. The paper considers illustrative scenarios of possible outcomes...

REPUBLIC OF PALAU Selected Issues and Statistical Appendix

REPUBLIC OF PALAU Selected Issues and Statistical Appendix »

Source: REPUBLIC OF PALAU Selected Issues and Statistical Appendix

Volume/Issue: 2006/110

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 March 2006

ISBN: 9781451831542

Keywords: regulation, regulations, foreign banks, legislation, financial institutions

This Selected Issues paper and Statistical Appendix describes Palau's financial sector, its recent performance, and developments in regulatory reform. The paper considers illustrative scenarios of possible outcomes...

REPUBLIC OF PALAU Selected Issues and Statistical Appendix

REPUBLIC OF PALAU Selected Issues and Statistical Appendix »

Source: REPUBLIC OF PALAU Selected Issues and Statistical Appendix

Volume/Issue: 2006/110

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 March 2006

ISBN: 9781451831542

Keywords: regulation, regulations, foreign banks, legislation, financial institutions

This Selected Issues paper and Statistical Appendix describes Palau's financial sector, its recent performance, and developments in regulatory reform. The paper considers illustrative scenarios of possible outcomes...

REPUBLIC OF PALAU Selected Issues and Statistical Appendix

REPUBLIC OF PALAU Selected Issues and Statistical Appendix »

Source: REPUBLIC OF PALAU Selected Issues and Statistical Appendix

Volume/Issue: 2006/110

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 March 2006

ISBN: 9781451831542

Keywords: regulation, regulations, foreign banks, legislation, financial institutions

This Selected Issues paper and Statistical Appendix describes Palau's financial sector, its recent performance, and developments in regulatory reform. The paper considers illustrative scenarios of possible outcomes...

Turks and Caicos Islands
			: Assessment of the Supervision and Regulation of the Financial Sector-Review of Financial Sector Regulation and Supervision

Turks and Caicos Islands : Assessment of the Supervision and Regulation of the Financial Sector-Review of Financial Sector Regulation and Supervision »

Volume/Issue: 2005/24

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 26 January 2005

DOI: http://dx.doi.org/10.5089/9781451836349.002

ISBN: 9781451836349

Keywords: money laundering, financial sector, internal controls, law enforcement, insurance companies

This paper reviews Financial Sector Regulation and Supervision for Turks and Caicos Islands (TCI). The TCI has a structure for financial supervision that encompasses banking, insurance, mutual funds, investment bro...

Turks and Caicos Islands

Turks and Caicos Islands »

Source: Turks and Caicos Islands : Assessment of the Supervision and Regulation of the Financial Sector-Review of Financial Sector Regulation and Supervision

Volume/Issue: 2005/24

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 26 January 2005

ISBN: 9781451836349

Keywords: money laundering, financial sector, internal controls, law enforcement, insurance companies

This paper reviews Financial Sector Regulation and Supervision for Turks and Caicos Islands (TCI). The TCI has a structure for financial supervision that encompasses banking, insurance, mutual funds, investment bro...

Financial Sector Regulation and Supervision

Financial Sector Regulation and Supervision »

Source: Financial Sector Regulation and Supervision : The Case of Small Pacific Island Countries

Volume/Issue: 2001/6

Series: IMF Policy Discussion Papers

Author(s): Klaus-Walter Riechel

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 November 2001

ISBN: 9781451972146

Keywords: Bank regulations, Money laundering, Bank and nonbank financial intermediaries regulation and supervision, offshore financial sector issues, financial sector, financial sector regulation, technical assistance, international standards,

This paper discusses issues of financial sector regulation and supervision--including those concerning nonbank financial intermediaries--in small resource-constrained Pacific island countries. It advocates stronger...

Financial Sector Regulation and Supervision
			: The Case of Small Pacific Island Countries

Financial Sector Regulation and Supervision : The Case of Small Pacific Island Countries »

Volume/Issue: 2001/6

Series: IMF Policy Discussion Papers

Author(s): Klaus-Walter Riechel

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 November 2001

DOI: http://dx.doi.org/10.5089/9781451972146.003

ISBN: 9781451972146

Keywords: Bank regulations, Money laundering, Bank and nonbank financial intermediaries regulation and supervision, offshore financial sector issues, financial sector, financial sector regulation, technical assistance, international standards,

This paper discusses issues of financial sector regulation and supervision--including those concerning nonbank financial intermediaries--in small resource-constrained Pacific island countries. It advocates stronger...

Automating the Price Discovery Process

Automating the Price Discovery Process »

Source: Automating the Price Discovery Process : Some International Comparisons and Regulatory Implications

Volume/Issue: 1992/80

Series: IMF Working Papers

Author(s): Ian Domowitz

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 October 1992

ISBN: 9781451850253

Keywords: rules, regulation, international organization, regulatory authorities

Automated trade execution systems are examined with respect to the degree to which they automate the price discovery process. Seven levels of automation of price discovery are identified, and 47 systems are classif...