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Israel
			: Detailed Assessment of IOSCO Objectives and Principles of Securities Regulation

Israel : Detailed Assessment of IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2012/87

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 12 April 2012

DOI: http://dx.doi.org/10.5089/9781475503180.002

ISBN: 9781475503180

Keywords: securities law, stock exchange, corporation, financial statements, capital market

Israel's compliance with International Organization of Securities Commissions' objectives and Principles of Securities Regulation has been assessed. The regulatory regime is well developed and in most respects is c...

Liechtenstein
			: Assessment of Financial Sector Supervision and Regulation

Liechtenstein : Assessment of Financial Sector Supervision and Regulation »

Volume/Issue: 2008/195

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 24 June 2008

DOI: http://dx.doi.org/10.5089/9781451823332.002

ISBN: 9781451823332

Keywords: due diligence, money laundering, beneficial ownership, insurance companies

The financial sector in Liechtenstein provides primarily wealth-management services, including banking, trust, other fiduciary services, investment management, and life insurance. The establishment of the Financial...

Russian Federation
			: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Russian Federation : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2012/53

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 March 2012

DOI: http://dx.doi.org/10.5089/9781475502213.002

ISBN: 9781475502213

Keywords: market participants, insider trading, securities law, prudential supervision, securities regulation

This assessment reviews the regulatory framework in place for the oversight of the capital markets of the Russian Federation as of June 2011. The Russian securities markets, in particular, have been volatile, refle...

United Kingdom
			: Financial Sector Assessment Program-Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT)-Technical Note

United Kingdom : Financial Sector Assessment Program-Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT)-Technical Note »

Volume/Issue: 2016/165

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 17 June 2016

DOI: http://dx.doi.org/10.5089/9781484394830.002

ISBN: 9781484394830

Keywords: banks, persons, legal persons, companies, limited

This paper sets out the findings and recommendations made in the context of the 2016 Financial Sector Assessment Program for the United Kingdom in the areas of Anti-Money Laundering and Combating the Financing of T...

Israel

Israel »

Source: Israel : Detailed Assessment of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2012/87

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 12 April 2012

ISBN: 9781475503180

Keywords: securities law, stock exchange, corporation, financial statements, capital market

Israel's compliance with International Organization of Securities Commissions' objectives and Principles of Securities Regulation has been assessed. The regulatory regime is well developed and in most respects is c...

Liechtenstein

Liechtenstein »

Source: Liechtenstein : Assessment of Financial Sector Supervision and Regulation

Volume/Issue: 2008/195

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 24 June 2008

ISBN: 9781451823332

Keywords: due diligence, money laundering, beneficial ownership, insurance companies

The financial sector in Liechtenstein provides primarily wealth-management services, including banking, trust, other fiduciary services, investment management, and life insurance. The establishment of the Financial...

Russian Federation

Russian Federation »

Source: Russian Federation : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2012/53

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 March 2012

ISBN: 9781475502213

Keywords: market participants, insider trading, securities law, prudential supervision, securities regulation

This assessment reviews the regulatory framework in place for the oversight of the capital markets of the Russian Federation as of June 2011. The Russian securities markets, in particular, have been volatile, refle...

United Kingdom

United Kingdom »

Source: United Kingdom : Financial Sector Assessment Program-Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT)-Technical Note

Volume/Issue: 2016/165

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 17 June 2016

ISBN: 9781484394830

Keywords: banks, persons, legal persons, companies, limited

This paper sets out the findings and recommendations made in the context of the 2016 Financial Sector Assessment Program for the United Kingdom in the areas of Anti-Money Laundering and Combating the Financing of T...