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Argentina

Argentina »

Source: Argentina : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2012/269

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2012

ISBN: 9781475510591

Keywords: regulation, rules, regulations, regulatory system, legislation

This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. This assessment finds areas that need to be improved. The reinforc...

Competition among Exchanges and Enforcement Policy

Competition among Exchanges and Enforcement Policy »

Source: Competition among Exchanges and Enforcement Policy

Volume/Issue: 2013/37

Series: IMF Working Papers

Author(s): Cecilia Caglio , and Andrea Pescatori

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 February 2013

ISBN: 9781475516784

Keywords: self-regulatory organizations, financial regulation, enforcement policy, enforcement policies, regulation, rules, regulatory system, Asset Pricing, Government Policy and Regulation, Corporation and Securities Law

In this paper, we explore how competition among stock exchanges, operated as self-regulatory organizations (SROs), affects the design of their members' surveillance. We develop a model where two for-profit SROs com...

Argentina
			: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Argentina : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2012/269

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 September 2012

DOI: http://dx.doi.org/10.5089/9781475510591.002

ISBN: 9781475510591

Keywords: regulation, rules, regulations, regulatory system, legislation

This assessment finds that Argentina has made significant progress to improve its securities regulatory system within the existing legal framework. This assessment finds areas that need to be improved. The reinforc...

Indonesia
			: Implementation of the IOSCO Objectives and Principles of Securities Regulation

Indonesia : Implementation of the IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2012/189

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 18 July 2012

DOI: http://dx.doi.org/10.5089/9781475504958.002

ISBN: 9781475504958

Keywords: regulation, regulatory framework, rules, regulatory system, legislation

This paper discusses implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation in Indonesia. The Capital Markets and Financial Institution...

Japan
			: IOSCO Objectives and Principles of Securities Regulation:  Detailed Assessment of Implementation

Japan : IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation »

Volume/Issue: 2012/230

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 10 August 2012

DOI: http://dx.doi.org/10.5089/9781475506440.002

ISBN: 9781475506440

Keywords: regulation, regulatory actions, regulations, regulatory system, regulatory purposes

This report analyzes the functioning of the legal and regulatory framework for the securities market in Japan. The Financial Services Agency (FSA) enjoyed specific powers with respect to the various security laws a...

Malaysia
			: Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation

Malaysia : Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2013/59

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 March 2013

DOI: http://dx.doi.org/10.5089/9781475519891.002

ISBN: 9781475519891

Keywords: regulation, rules, regulatory system, legislation

The article is an account of the assessment of implementation of IOSCO principles of securities and regulations in Malaysia. This assessment was conducted by the International Monetary fund (IMF) and the World Bank...

Saudi Arabia
			: Financial Sector Assessment Program Update-Detailed Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation

Saudi Arabia : Financial Sector Assessment Program Update-Detailed Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2013/212

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 19 July 2013

DOI: http://dx.doi.org/10.5089/9781484390696.002

ISBN: 9781484390696

Keywords: regulations, regulation, regulatory system, regulatory requirements, regulatory information

This paper discusses Saudi Arabia's Detailed Assessment of the Observance of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation. The Capital Market A...

South Africa
			: Detailed Assessment of Implementation on IOSCO Principles-Securities Markets

South Africa : Detailed Assessment of Implementation on IOSCO Principles-Securities Markets »

Volume/Issue: 2010/355

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 December 2010

DOI: http://dx.doi.org/10.5089/9781455212743.002

ISBN: 9781455212743

Keywords: regulation, legal authority, rules, regulatory system, regulations

South Africa has made substantial progress in addressing the recommendations of the Financial Sector Assessment Program and is continuing to build upon these accomplishments. The Financial Services Board and Depart...

South Africa
			: Report on the Observance of Standards and Codes on Banking Supervision, Insurance Supervision, and Securities' Regulation

South Africa : Report on the Observance of Standards and Codes on Banking Supervision, Insurance Supervision, and Securities' Regulation »

Volume/Issue: 2010/352

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 08 December 2010

DOI: http://dx.doi.org/10.5089/9781455212774.002

ISBN: 9781455212774

Keywords: regulation, legislation, legal authority, regulations, regulatory system

In South Africa, long-term insurers experienced some strains during the financial crisis, but there were no crisis-related failures. The capital markets suffered sharp declines but no systemic failures. The three s...

Competition among Exchanges and Enforcement Policy

Competition among Exchanges and Enforcement Policy »

Volume/Issue: 2013/37

Series: IMF Working Papers

Author(s): Cecilia Caglio , and Andrea Pescatori

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 February 2013

DOI: http://dx.doi.org/10.5089/9781475516784.001

ISBN: 9781475516784

Keywords: self-regulatory organizations, financial regulation, enforcement policy, enforcement policies, regulation, rules, regulatory system, Asset Pricing, Government Policy and Regulation, Corporation and Securities Law

In this paper, we explore how competition among stock exchanges, operated as self-regulatory organizations (SROs), affects the design of their members' surveillance. We develop a model where two for-profit SROs com...