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Bermuda

Bermuda »

Source: Bermuda : Assessment of the Supervision and Regulation of the Financial Sector-Volume I-Review of Financial Sector Regulation and Supervision

Volume/Issue: 2005/98

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 March 2005

ISBN: 9781451805598

Keywords: reinsurance, money laundering, collective investment schemes, insurance supervisors, internal controls

This paper assesses the financial sector regulation and supervision in Bermuda in the context of the offshore financial center assessment program. The assessment reveals that the financial, regulatory, and supervis...

Cyprus

Cyprus »

Source: Cyprus : Assessment of Financial Sector Supervision and Regulation, including Reports on the Observance of Standards and Codes on the following topics: Banking Supervision, Insurance Supervision, and Securities Regulation

Volume/Issue: 2006/347

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 10 October 2006

ISBN: 9781451809879

Keywords: banking, banking supervision, collective investment schemes, money laundering, beneficial owners

The report summarizes the assessment of Financial Sector Supervision and Regulation on Reports on the Observance of Standards and Codes (ROSC) on banking supervision, insurance supervision, and securities regulatio...

Austria

Austria »

Source: Austria : Financial Sector Assessment Program Update Technical Note: Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2008/206

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 02 July 2008

ISBN: 9781451802450

Keywords: market manipulation, insider dealing, external auditors, collective investment schemes, investors

This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly imple...

Switzerland

Switzerland »

Source: Switzerland : Financial Sector Assessment Program: Factual Update: IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2007/202

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 June 2007

ISBN: 9781451807370

Keywords: hedge, collective investment schemes, securities regulation, financial intermediaries

This paper presents a factual update of the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for Switzerland. Overall, there has been substantial progr...

Singapore

Singapore »

Source: Singapore : Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/344

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 05 December 2013

ISBN: 9781475528367

Keywords: market intermediaries, securities regulation, iosco principles, accounting standards, collective investment schemes

This paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Ov...

Switzerland

Switzerland »

Source: Switzerland : Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2014/266

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 03 September 2014

ISBN: 9781484394359

Keywords: collective investment schemes, iosco principles, enforcement powers, accounting standards, securities markets

...

Regulatory Lessons from the Crisis of Costa Rica's Mutual Fund Industry

Regulatory Lessons from the Crisis of Costa Rica's Mutual Fund Industry »

Source: Regulatory Lessons from the Crisis of Costa Rica's Mutual Fund Industry

Volume/Issue: 2006/288

Series: IMF Working Papers

Author(s): Ana Carvajal

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 December 2006

ISBN: 9781451865486

Keywords: collective investment schemes, investors, mutual fund, regulatory framework, pension, Corporation and Securities Law, General Financial Markets: Government Policy and Regulation, Financial Institutions and Services: Government Policy and Regulation,

In 2004, the mutual fund industry of Costa Rica experienced a massive run by investors that reduced the industry to half its size in a month. This paper explores how weaknesses in the regulatory framework played a...

Bermuda
			: Assessment of the Supervision and Regulation of the Financial Sector-Volume I-Review of Financial Sector Regulation and Supervision

Bermuda : Assessment of the Supervision and Regulation of the Financial Sector-Volume I-Review of Financial Sector Regulation and Supervision »

Volume/Issue: 2005/98

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 15 March 2005

DOI: http://dx.doi.org/10.5089/9781451805598.002

ISBN: 9781451805598

Keywords: reinsurance, money laundering, collective investment schemes, insurance supervisors, internal controls

This paper assesses the financial sector regulation and supervision in Bermuda in the context of the offshore financial center assessment program. The assessment reveals that the financial, regulatory, and supervis...

Cyprus
			: Assessment of Financial Sector Supervision and Regulation, including Reports on the Observance of Standards and Codes on the following topics:  Banking Supervision, Insurance Supervision, and Securities Regulation

Cyprus : Assessment of Financial Sector Supervision and Regulation, including Reports on the Observance of Standards and Codes on the following topics: Banking Supervision, Insurance Supervision, and Securities Regulation »

Volume/Issue: 2006/347

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 10 October 2006

DOI: http://dx.doi.org/10.5089/9781451809879.002

ISBN: 9781451809879

Keywords: banking, banking supervision, collective investment schemes, money laundering, beneficial owners

The report summarizes the assessment of Financial Sector Supervision and Regulation on Reports on the Observance of Standards and Codes (ROSC) on banking supervision, insurance supervision, and securities regulatio...

Austria
			: Financial Sector Assessment Program Update Technical Note:  Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation

Austria : Financial Sector Assessment Program Update Technical Note: Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation »

Volume/Issue: 2008/206

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 02 July 2008

DOI: http://dx.doi.org/10.5089/9781451802450.002

ISBN: 9781451802450

Keywords: market manipulation, insider dealing, external auditors, collective investment schemes, investors

This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly imple...