Search Results

You are looking at 1 - 10 of 30 items

  • Keyword: IOSCO x
Clear All Modify Search
United Kingdom

United Kingdom »

Source: United Kingdom : IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation

Volume/Issue: 2011/232

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 03 August 2011

ISBN: 9781462333493

Keywords: regulation, standards, regulations, iosco principles, market participants

In recent years, the IMF has released a growing number of reports and other documents covering economic and financial developments and trends in member countries. Each report, prepared by a staff team after discuss...

Kingdom of the Netherlands-Netherlands

Kingdom of the Netherlands-Netherlands »

Source: Kingdom of the Netherlands-Netherlands : Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation

Volume/Issue: 2011/204

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 25 July 2011

ISBN: 9781462324408

Keywords: standards, regulation, regulations, iosco principles, market participants

The Netherlands Authority for Financial Markets (AFM) has developed a robust supervisory framework, which exhibits high levels of implementation of the International Organization of Securities Commissions Principle...

Canada

Canada »

Source: Canada : Financial Sector Assessment Program: Detailed Assessment of the Level of Implementation of the IOSCO Principles and Objectives of Securities Regulation

Volume/Issue: 2008/61

Series: IMF Staff Country Reports

Author(s): International Monetary Fund

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 13 February 2008

ISBN: 9781451807042

Keywords: regulatory agencies, market participants, market intermediaries, iosco principles

The regulatory framework for the securities market of Canada exhibits high levels of implementation of the International Organization of Securities Commissions' (IOSCO) Principles. The regulatory framework for most...

Republic of Korea

Republic of Korea »

Source: Republic of Korea : Report on the Observance of Standards and Codes

Volume/Issue: 2014/127

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 20 May 2014

ISBN: 9781484399583

Keywords: risk management, iosco principles, banking supervision, risk profile, settlement systems

This paper discusses key findings of the Report on the Observance of Standards and Codes for the Republic of Korea. Responsibilities, objectives, and powers related to banking supervision are clearly defined in the...

Ireland

Ireland »

Source: Ireland : Report on Observance of Standards and Codes (ROSC)

Volume/Issue: 2014/137

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 27 May 2014

ISBN: 9781498380461

Keywords: banking supervision, supervisory approach, risk management, iosco principles, risk profile

...

Canada

Canada »

Source: Canada : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Volume/Issue: 2014/73

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 07 March 2014

ISBN: 9781475523850

Keywords: securities regulators, iosco principles, securities regulation, market participants

This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of...

India

India »

Source: India : Financial Sector Assessment Program-Detailed Assessments Report on IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/266

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 29 August 2013

ISBN: 9781475587234

Keywords: iosco principles, enforcement powers, market participants, risk management, criminal enforcement

This paper discusses findings of the assessments on International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for India. India exhibits significant progress in...

France

France »

Source: France : Financial Sector Assessment Program-Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/182

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 01 July 2013

ISBN: 9781484319376

Keywords: market participants, enforcement powers, iosco principles, prudential supervision

This paper discusses key findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for France. The assessme...

Italy

Italy »

Source: Italy : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation

Volume/Issue: 2013/353

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 06 December 2013

ISBN: 9781475535211

Keywords: iosco principles, securities regulation, regulatory authorities, securities markets, criminal enforcement

This paper discusses main findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation in Italy. Italy exhibit...

Singapore

Singapore »

Source: Singapore : Report on the Observance of Standards and Codes

Volume/Issue: 2013/326

Series: IMF Staff Country Reports

Author(s): International Monetary Fund. Monetary and Capital Markets Department

Publisher: INTERNATIONAL MONETARY FUND

Publication Date: 14 November 2013

ISBN: 9781475520309

Keywords: risk management, foreign branches, banking supervision, iosco principles, prudential supervision

This paper discusses findings of the Report on Observance of Standards and Codes on Singapore. The Monetary Authority of Singapore (MAS) shows a very high level of compliance with the Basel Core Principles and demo...